Neurophysiological And Psychological Approaches To Spirit Possession In Haiti
By Steve Mizrach
The Neurophysiological Approach to Consciousness
In this paper, I will be taking a neurophysiological approach
to the phenomenon of spirit possession in Haiti, in order to argue that
it is an altered state of consciousness marked by dissociation,
and to determine the functions of this state. This type of approach was
pioneered by the anthropologist Erika Bourgignon, who argued that spirit
possession was a) a universal phenomenon insofar as all known religions
contained similar types of experiences, regardless of how they were
defined and that b) the reason for its universality was the
well-recognized fact of physical anthropology that regardless of race and
heredity, human brains everywhere contained the same basic physiological
structure, unless some type of congenital abnormality was present. (1974:
35) Bourgignon felt that the reason why human consciousness had certain
universal features was that it was the product of individual cognition as
well as social programming, and that cognitive science models could point
to certain universal features of human cognition. (1978:65)
Spirit possession in any given society, argued Bourgignon,
could be articulated in all sorts of ways and defined by many more. Some
might treat it as desirable, others undesirable; some might see it as the
action of spiritual beings, and others might call it something else; some
might make it an institution of religious life, while others might
marginalize it; some would seek ways to inculcate it, while others might
dedicate their energies to preventing it. Nonetheless, in any context in
which it occurred, possession shared enough common characteristics to be
dealt with as a heuristic device for explaining phenomena in myriad
cultures, and the reason for these common characteristics was the simple
fact that all human beings shared certain neurological features which
determined the nature of the possession experience. (1977: 221)
Bourgignon therefore took the dangerous position of
suggesting that possession was neither a form of cultural theater, which
would be completely different from one society to the next, nor a form of
mental illness, which was the approach that scientific medicine was
developing toward the phenomenon. She argued that the neurophysiological
approach could lead to a better understanding of cognition
cross-culturally, and a method of organizing different phenomena in
disparate societies under a common label. It could lead scientists to a
better understanding of the physiological and psychological mechanisms
which lead to cognitive changes, and deal with consciousness as a
meaningful process rather than just an epiphenomenon to behavior and
action. How mind functioned in different societies was graspable, insofar
as we could see the universal neurological substrate from which it
emerged. (1977: 113)
In this paper, I will be following Bourgignon's lead, into
new territory. I will be attempting to deal with ethnographic accounts of
spirit possession by making reference to new discoveries in cognitive
science and neuropsychology. I believe that spirit possession can tell us
a great deal about the nature of human consciousness, especially the very
nature of self-awareness, the sense of identity, and how we apprehend
experience. I also will argue that by studying spirit possession, Western
scientists may discover new potentialities in the use of altered states
of consciousness, and perhaps revise their theories about personality and
mental illness. The study of spirit possession and altered states of
consciousness is a key element of the growing scientific study of
religion, and perhaps through new insights on Haitian religion, we can
understand religious phenomena in our own society a little better.
What is possession? A brief history
Possession was clearly a matter of some importance in the
premodern world. Exorcists and religious functionaries were called upon
to drive demons and other spiritual beings out of persons, while oracles
and prophets chose to summon such beings to come to them. In the New
Testament, Christ is frequently called upon to drive
evil demons and "unclean spirits" out of people. It was a widespread
belief in the ancient world that these spiritual beings were responsible
for the physical and mental illnesses of most people. Creative people
were thought to be possessed by a genius (the word comes from the same
root as djinn or genie) or tutelary planetary "daemon" which
provided them with their wisdom. When people were acting "not like
themselves," it was assumed that their soul had been expelled and that
their body was now possessed or owned by some other spiritual being.
(Garrett 1987:6)
Many of these ancient beliefs survived in the medieval
Western worldview, and their survivals remain in much of modern custom.
Medieval peasants said "bless you" to their fellows when they sneezed so
that the devil or some other demon would not enter the person's body as
his mouth was opened. The 'village idiot' was often allowed to roam free
rather than being confined because people assumed he had been "touched"
by God, and so his soul had become slightly dislodged. There were many
"epidemics" of possession in European history, such as the one described
by Aldous Huxley in his book The Devils of Loudoun , and
they often led to rather violent responses, such as the Inquisition in
Spain, the witch-hunts in central Europe, and the Puritan witch-burnings
of colonial New England. "Concourse" with spiritual beings was assumed to
be the result of a pact with the devil, and was severely punished. It was
only with the advent of the Enlightenment that possession began to be
looked at in a different light. (Garrett 1987: 38)
The early 'scientists' of that time (they more frequently
preferred to be known as 'natural philosophers') increasingly began to
look at natural rather than supernatural causes for mysterious events.
They began to suggest that possession might not be the act of some
outside spiritual being, but instead a derangement or disturbance of a
person's mind, which would be better dealt with in a medical rather than
a religious context. Possessed people might be mentally ill, and
therefore it might be better to confine them to asylums rather than
burning them, which was seen as a very humanitarian gesture. Many of
these 'scientists' observed that possession occurred more frequently in
women rather than men, and therefore began to diagnose the condition as
'hysteria,' a condition of loss of self-control which apparently resulted
from the fact that one possessed a womb (hystere ), and which was
best cured by the removal of that dangerous organ. (Crapanzano and
Garrison 1977: 133-5)
As the Age of Reason commenced, eminently rational men
struggled to find an explanation for why other rational people would
suddenly begin speaking in strange voices, yelling blasphemies and
curses, and acting violently and uncontrollably. They noted similarities
between possession and the fits and convulsions of epileptics and
psychotics, and concluded that it was best that possession be treated as
a disease which could be dealt with by confining the person so that they
could not injure themselves or others in their deranged state.
(Oesterreich 1930: 81) Possession was the surrender of reason, and
therefore like other irrational behaviors, had to be checked and
controlled, lest it spread. (Taussig 1987: 45) Theories of contagion of
disease rarely differentiated between the physical, mental, and
psychosomatic. Thus the medicalization of possession had begun.
It was during this period, the end of the 19th century -
during the medicalization of possession states - that anthropologists
first began to bring back ethnographic accounts of possession in other
non-Western societies. Not surprisingly, they treated it as a medical
condition. It was assumed that shamans and medicine men who allowed
themselves to be possessed must, in all likelihood, be the mentally ill
people of that society; and that the society indulged their strange
behaviors by giving them a chance to "act out" their derangement in a
socially proscribed role, so that it could do the least possible harm.
(Heber 1989: 562) Increasingly, possession became "primitivized," as
well. If progress meant increasing rationality, then surely the more a
society engaged in such irrational behavior, the more primitive and
uneducated it must be.
Since possession was clearly proscribed by the Bible as
paganism and sorcery in the Book of Kings (unless of course it was
prophetic
possession by the Spirit of God Himself), and further, was clearly an
indication of widespread irrationality and lack of self-control, Western
societies took it upon themselves as part of "white man's burden" to
include possession as one of the "superstitions" that needed to be
eradicated among less "civilized" people. By medicalizing possession, and
placing itself in the role of therapist, Europe could develop a
justificatory rationale for altering the culture of their colonial
subjects. (Taussig 1991: 85) Europeans were merely curing the disease
that retarded progress in these societies. This notion is not entirely
gone; recently State Department officials have characterized voodoo in
Haiti as a 'sickness' which requires a 'cure.' (Harrison 1992: 55) The
U.S. Marines, when they occupied Haiti, cooperated with Catholic
'anti-superstition' campaigns; they proclaimed that U.S. intervention was
necessary to free the country from 'possession' by 'superstition'...
Toward a new model of possession
As anthropology in the 50s and 60s was confronted with the
unraveling of colonialism and the logic of 'white man's burden,' there
was a reevaluation of many concepts previously accepted as sacrosanct by
anthropologists. Many anthropologists began to wonder openly whether
treating possession as a medical condition was correct. Many began to
examine possession as a form of theater or performance - that it was
merely a form of sacred drama in which trained actors performed the roles
of the gods. This is, after all, how drama began in the West - with the
Egyptians acting out the death and resurrection of their god Osiris,
which would in turn inspire the sacred dramas of the Greeks, and the
passion and mystery plays of Christianity. If possessed people were
behaving in a bizarre or irrational state, it was merely a form of
"acting out" some role for the benefit of others. (Metraux 1946: 210)
Perhaps it was a form of role-playing which served personal advancement;
women might pretend to be possessed by spirits to increase their
authority or social position. (Lewis 1971: 64)
Unfortunately, this explanation did not always seem to hold
true for cases of involuntary possession, because in those cases,
it might result in antisocial behavior and social disturbance (driving
away family, friends, and others), and jeopardize a person's social
position greatly. Perhaps involuntary possession was also a form of
"acting out" - a way of releasing violent resentments on people without
taking responsibility for them. ("The Devil made me do it.") Some
anthropologists began to suggest that two different phenomena may be at
work. Perhaps voluntary possession was a form of role-playing, whereas
involuntary possession was a form of mental illness, or at least a person
choosing a role which was seen as destructive and inappropriate. In all
these cases, possession was seen as a different kind of behavior , but
the mental state of the person was seen to be the same. (Mars
1975:12)
Anthropologists attempted to deal with possession in Haiti in
precisely this way. Any change in mental state had to be pathological,
but they didn't want to pathologize Voodoo, so they assumed there was no
change in mental state. But this approach ran into several problems. If
what was taking place was sacred drama, one would expect that there would
be trained ritual specialists who would be "coached" in their roles.
However, while people were frequently "trained" by the houngan to
control their possessions (they would "graduate" from hounsi
bossal or a novice who could not control his loa to a
hounsi canzo , or initiate, who could), not everyone asked for or
received this training, and there were many people who became possessed
once or several times before receiving it, while others became possessed
at ceremonies without ever having it. Anthropologists looked for 'ritual
specialists' in possession (as was the case with Western 'spirit
mediums') and could not find them. (Bourgignon 1978: 85)
It also became clear that not only could all Haitians be
possessed, but that almost all who participated at Voodoo ceremonies and
desired the experience had been possessed at least once in their
lifetime. And there were several who reported that they had been present
at ceremonies where they did not want to be possessed and had the
experience anyway. It was also found that there was indeed a distinct
amnesia about what they had done while possessed. Interrogation revealed
that they not only did not want to say what they did while
possessed, but that they were genuinely unable to remember what
they did. When shown objects they handled while possessed by the loa ,
they showed absolute failure to recognize those objects. (Bourgignon
1978: 105) Haitians were either all very skilled liars or they genuinely
did not remember their actions while possessed. And then Western people
like Maya Deren began to proclaim that they also became possessed at
Haitian Voodoo ceremonies. (Deren 1970: 249) Theories of "racial
susceptibility" to possession flew out the window.
During the 70s, it became clear to many anthropologists such
as Bourgignon and Sheila Walker that there were many similarities between
possession and the hypnotic state, and that possession, much like
hypnosis, might be a state of consciousness different from the ordinary
one. (Walker 1972: 29) Hypnotic subjects almost always failed to recall
their experiences while hypnotized, unless ordered to do so by the
hypnotist. Curiously, however, hypnotic subjects could remember memories
from other parts of their life with almost "total recall," if ordered to
by the hypnotist. They could even be made to remember something at a
later point or to feel a certain sensation after leaving hypnotic trance
- this was known as posthypnotic suggestion. There were many curious
things about hypnosis, especially its origins, which we will deal with
later. The main thing to note is that possession, like hypnosis, seemed
to be amenable to analysis as an altered state of consciousness
.
The Emic view of spirit possession
Interestingly, this new view of possession came closer in
interpretation to the "emic" view of the Haitians themselves, but it also
contradicted that view in another way. I am using the term "emic" to
refer to how cultural phenomena are understood by members of that
culture, as contrasted to "etic" viewpoints which are based on scientific
explanations derived from Western concepts and science. (Harris 1968: 32)
Up till now, I have been focusing on the "etic" viewpoint of the outsider
to Haitian culture, attempting to make sense of possession on his own
terms. But now it is necessarily to deal briefly with how the Haitians
see possession themselves - what meanings it holds for them and how they
interpret the experience. It was the ignoring of such data that allowed
earlier 'medicalizing' theories to proliferate, since no one thought it
was worthwhile to ask the Haitians themselves as to how they felt about
possession.
The Haitian Voudouists view each person as being composed of
three "bodies," so to speak. In many ways, it is inappropriate to call
any of these three "bodies" a "soul," since that carries certain
Christian and other connotations which may not be correct. The first body
is the physical one which everyone can see, the corps cadavre.
The other two bodies dwell within the first one. The second is known as
the gros-bon-ange (literally, "large good angel") which can be
thought of as the vitality, intelligence, moral character, and animating
drive of the person. The third is known as the ti-bon-ange
(literally, "small good angel") which is sort of their abstract self, or
the unmanifest essence of personhood. Both the gros-bon-ange and
ti-bon-ange depart at death - the first after several weeks, the second
almost immediately after. If the ti-bon-ange is driven out for some
reason, the gros-bon-ange becomes sluggish, and the person is now
zombi , one of the walking dead. When the gros-bon-ange departs
- and is not replaced - the person is mort , one of the truly
dead. (Deren 1970: 128-34)
It is thought that sorcerers can place a person's ti-bon-ange
in a govi or jar, and thereby make that person zombi. Possession
is understood differently from being made zombi. In the case of
possession, a person's ti-bon-ange remains, but their gros-bon-ange is
temporarily driven out and replaced by one of the loa or spiritual
beings. The loa is said to "mount" the person like a horse, and when it
leaves, the person's gros-bon-ange returns to its home. (A person's
gros-bon-ange is also thought to wander while they dream. Sleepwalking is
thereby a cause for great concern in Haiti.) While some of the loa are
clearly "translated" African deities, many of them appear to be gods of
other origins, or perhaps even deified recent ancestors and heroes of the
revolution; others appear to be lesser spiritual entities which perform
services, the so-called "work loa." In Haitian cosmology, it is possible
for a person's gros-bon-ange to become loa once it reaches the Abyss,
and then that person can return to possess others. (Rigaud 1969: 69)
When a person is possessed by one of the loa , they are
always referred to by the name of that being. When the gods enter a
mount, that mount is given the deference appropriate to the god. If the
person asks what he did while he was possessed, he is usually not told in
terms of his own actions - instead he is told "Erzulie did this" or
"Guede did this." The Haitians do their best to discourage faking of
possession, because they want to listen only to their gods, not to
spirits pretending to be their gods, or especially human fakers. There is
a certain hot spiced rum drink which it is said only Guede can tolerate;
any person claiming to be possessed by Guede must drink this and not show
any signs of discomfort. Failing this test reveals the person to be a
liar. Anthropologists tasting a drop or two of this concoction report
that it would be indeed unbearable for anyone without a cast iron
mouth... (Herskovitz 1937: 66)
Though the gods are shown a certain deference, they are not
allowed to injure their mount, and the houngan will take steps to assure
they do not damage the clothing or articles of the mount. If a loa has
become particularly unruly, the houngan will demand that they leave. The
"mount" may often be physically and emotionally exhausted after the
experience, but the loa are not permitted to harm the person otherwise.
(Huxley 1966: 84) Involuntary possessions in Haiti are usually dealt with
in one of three ways. If the person is deeply Catholic, their relatives
will assume it is a demon and seek a priest to perform an exorcism. If
the person practices Voodoo, it is generally assumed that their loa have
come at an "inappropriate" time, and a houngan will be sought to politely
ask the being to leave. If they are irreligious, frequently they are
brought to an asylum or otherwise treated as suffering from mental
illness, and warned against any future association with friends who
practice Voodoo (Huxley 1966: 129).
It is clear that (Voodoo-practicing peasant) Haitians did not
recognize possession as a form of mental illness and did not consider it
a form of performance. They, like some anthropologists are doing now,
considered possession to be a very different state of being.
Unfortunately, for them, this state is something very important - it
represents participation in their lives by divinity. For the
anthropologists, examining the matter etically, possession represents
something perhaps more banal - a change in consciousness of the person.
(A profound change, but that will be discussed later.) But the goal of
this paper is not to attack the emic point of view of the Haitians
themselves. It is not to impose the etic point of view of 'rational'
Westerners on 'less rational' Haitians. Instead, it is an attempt to make
spirit possession phenomena comprehensible to Westerners on 'scientific'
terms that they can understand.
The existence or nonexistence of spiritual beings such as the
loa is simply not a matter for scientific debate. At Voodoo ceremonies,
the loa generally will not answer any questions about themselves to
blancs. As Metraux once said, "they do not consent to be
interviewed." (1946: 17) Unlike spirits at Western seances, they do not
have recourse to any "ectoplasm" which allows them to be visible or
manifest to the living, except through their "mounts." The Haitians have
no other way of knowing of them except through their manifestations
through the living. Unless anthropologists can discover some
"ghostbuster" type equipment, we will not be competent to deal with the
reality or nonreality of the Haitian or anyone else's spirit world.
Therefore, I will not say that the loa are not real, independent
spiritual beings; that is a matter for parapsychology to determine. In
this paper I intend to treat them as if they are psychological
states, for heuristic purposes.
Mostly, I want to remove the alienness from the phenomenon.
Possession is alive and well in the 20th century here in the Western
world, and all kinds of emic systems (Spiritualism, New Age "channeling,"
Scientology, etc.) have been developed to explain its occurrence. Through
recourse to some psychological and psychiatric literature, I think
anthropologists can begin to get an "etic" grasp on the phenomenon. I
also would contend that there are aspects of the phenomenon which will
force us to expand some currently narrow tunnel-visions of what is 'real'
or possible. In saying that possession may have 'paranormal' aspects, I
am not suggesting that it is supernatural or mystical or unknowable, but
rather that in understanding it we will have to deal with anomalies that
may not be explicable in current psychological and cognitive models.
(Winkelman 1986: 201)
Definition of terms
Before proceeding, it is necessary to undertake the inevitable
enterprise of defining my terminology. While I have sketched out
preliminary definitions of much of the terms in my paper, I feel it
necessarily to define precisely certain terms so that they will not be
ambiguous. Certain differentiations need to be made explicit and the
origins of certain terms need to be explored more closely.
- Trance vs. trance possession. Bourgignon suggests that
"trance" is marked by direct contact with spirits, and that the person is
an active seeker of spirit contact, for purposes of acquiring individual
power. The person remembers the experience, often goes on a journey with
the spirits, usually is solitary, is frequently male, and treats the
experience as private and secret. The experience is usually induced by
drugs, isolation, mortification, and hypoglycemia. She contrasts this
with "possession trance," in which the person is passively controlled by
spirits, and this is done for public distribution of power and public
appreciation. "Possession trance" is followed by amnesia, involves the
spirit dealing with an audience, usually involves women, and is typically
induced through suggestion, dance, drumming, and group atmosphere.
(Bourgignon 1976: 35) This distinction is meaningful: whereas the
vision-quest of the Native American shaman is properly called trance, it
is probably better to understand Haitian spirit possession as trance
possession.
- Negative versus Positive Possession. This is how
Bourgignon differentiates voluntary and involuntary spirit possession.
Voluntary possession is "positive" because the individual chooses the
experience and believes that they benefit from it. Involuntary possession
is "negative" because it is unwanted and usually has negative
consequences for the person, their family, and their community. Voluntary
possession is almost always limited in duration, whereas with involuntary
possession, an exorcist is frequently called upon in order to dislodge
the spirit which usually refuses to leave. (Bourgignon 1976: 98) In this
study of Haitian spirit possession, only positive spirit possession will
be dealt with. The author's contention is that negative spirit possession
is an entirely different phenomenon, psychologically and culturally, and
should be handled differently.
- Amnesic versus non-amnesic possession. This difference is
fairly simple and straightforward. In non-amnesic possession, the person
has the feeling of "sharing" a body with the spirit, and while they have
no control over the body, they at least remember all the actions
undertaken while possessed. In amnesic possession, the person's identity
and memory are "overwhelmed" by the spirit, which superseded both.
Haitian spirit possession, except apparently in well-trained houngans
and mambos, is almost always amnesic. (Walker 1972: 121)
- Altered State of Consciousness. An ASC is marked
psychologically by an individual's differing perceptual responses,
processes of memory formation, cognitive abilities, personality
structure, stimuli response, and affect from the "ordinary" or modal
state of consciousness for that person. Neurologically, it can be
determined through such external observations as changes in brainwave
readings (EEG waveform), cardiovascular activity, autonomic nervous
system function, neurochemical and hormonal levels in the brain, and
blood glucose and calcium distribution in the various parts of the brain.
(Walsh 1993: 39)
Examples of recognized ASCs include hypnotic trance,
sleep, REM (dreaming) sleep, daydreaming, meditation, use of
hallucinogenic substances, and periods of peak athletic performance. ASCs
can be induced by several methods. Most people are aware of the use of
psychoactive substances as being an important means for attaining ASCs.
However, other methods include breathing exercises, the extreme
deprivations associated with religious devotion (fasting,
self-flagellation, isolation, etc.), sudden reductions or increases in
the level of stimuli, and rhythmic repetition ("sonic" or "photic"
driving.) ASCs are frequently marked by vivid hallucinations and visions,
the content of which is well-known to be determined by the cultural
experience and set and setting (mood and location of the person.) (Wilber
1982: 61)
It is important to understand that the term ASC was
adopted precisely to differentiate unusual mental states of awareness
from states of mental illness. Schizophrenia is a pathological condition
which is marked by many features of ASCs, but is also one where the
person a) finds he has no control and b) discovers reality-testing in any
state to be completely impossible since the person is never sure what
state they are in. (Gowan 1978: 143) The authors of the Assessment
Schedule for Altered States of Consciousness have determined there
are 14 subscales in the determination & measurement of ASCs, and they
identify some of these subscales as extraordinary mental processes,
parapsychological experiences, mystic experiences, increased imagination
or creativity, hallucinations, changed feelings of time and space,
hypersensitivity, personal character adjustment, and dissociation .
(Quekelberghe, Alstotter-Gleich, and Hertweck 1991: 377) Where all or
most of these mental processes are present, observers can conclude the
person has truly undergone an ASC. Determining some of the physiological
variables in the field can be said to be quite a bit more difficult,
though not impossible, given the proper instruments and trained personnel
(as well as the consent of the people being studied!)
- Dissociation. One type of altered state of consciousness is
known as a dissociative state. Not all ASCs are dissociative, and not
every minor dissociative-type experience necessarily occurs in a
full-blown ASC. When dissociation is present in an ASC, we can call it a
dissociated state of consciousness, recognizing that other features
besides dissociation are present. Most medical personnel are familiar
with dissociation as the central component of Multiple Personality
Disorder (MPD), a pathological condition found in the psychiatric
reference DSM-III. MPD is a syndrome usually found in individuals who
have experienced severe trauma, especially childhood sexual abuse. (Ross,
Joshi, and Currie 1990: 1549)
In a patient with MPD, one finds several
personalities which have "split off" from the patient's core or normative
self. These separate personalities may or may not be aware of each other
or of the "core" identity, and can be "called forth" under hypnosis or in
other conditions by name. These sub-personalities may differ in age,
gender, affect, self-image, and temperament from the "actual" person, and
they exhibit measurably different EEG readings which are distinctive to
them alone. (Ross, Joshi, and Currie 1990: 1552) In almost every case,
the "core" personality loses awareness and control when the "other"
personalities appear, and cannot remember their actions. While I will
argue that possession involves dissociative experiences, I also will note
that dissociation occurs outside of MPD in many situations, and that
possession is not simply a form of MPD.
Dissociation or "dissociative" experiences can be
more narrowly defined as experiences involving amnesia,
depersonalization, a sense of being more than one person, and other
feelings of being "not oneself." The DSM-III-R identifies dissociative
experiences as consisting of "disturbances or alterations of the
integrative functions of identity, memory, or consciousness." (Heber,
Fleisher, Ross, and Stanwick 1989: 565) This broader definition of
dissociation would also include auditory hallucinations and sensations or
impressions of outside forces acting on the person forcing them to commit
actions for which their own personality is not responsible. Minor
dissociative experiences can apparently be found in some 5 to 10% of the
population, whereas the incidence of full-blown MPD is much, much rarer.
(Ross, Joshi, and Currie 1990: 1552) Dissociation may be a normal rather
than "abnormal" feature of the brain, but that's a matter for later
discussion.
- Regression versus regression in the service of the ego.
Sheila Walker, looking at possession psychoanalytically, differentiates
these two situations. Regression proper is simply when the ego surrenders
control to some other psychological subsystem - either the id, superego,
or some archetype of the personal or collective unconscious. Regression
in the service of the ego is when a) the ego participates in the creation
of this subsystem and b) the ego allows the subsystem to take over - to
further its own "purposes," so to speak, for a short period of time. When
the regression ends, the ego emerges strengthened. Walker argues - and I
would agree - that possession in Haiti generally involved regression in
service of the ego (Walker 1972: 33), although there are limitations to
her model which I will discuss later in the paper.
- Abreaction. William Singer Sargant defines abreaction as
follows: "...experiments...whereby previously 'normal' people, suffering
from recent battle neuroses, were led to relive emotionally... those
experiences which led to a breakdown." (1974: 5) Sargant notes that
abreaction is "less effective for treating seriously mentally ill
patients... than in treating recent neurotic illnesses in otherwise
normal people." (1974: 9) He eventually came to the conclusion that it
was the intensity and emotional energy of the abreactive experience which
mattered, and not the actual reliving of the traumatic events. The main
key was to "shock" people back to being their old selves, literally...
Sargant was instrumental in making electric-shock and insulin-coma
therapy part of the tools of American psychotherapy.
Sargant felt that certain emotional traumas were
so intense - especially ones witnessed on the battlefield - that the
person could not integrate them into their experience. The person
therefore became dissociated, insofar as they distanced themselves from
those experiences by using defense mechanisms, such as claiming that they
happened to "someone else." Abreaction allowed the person to reintegrate
their personalities, even if they temporarily had to re-experience the
horror of the trauma. Sargant concluded that abreaction worked because it
exploited what he called paradoxical states of the brain, wherein
activity in the brain becomes focused entirely in one area, to the
deprivation of all others. (1974: 57)
- State-dependent knowledge system. This term comes from the
psychologist Charles Tart. Tart noted that people under hypnosis could
acquire certain memories or learn certain things which they would later
forget, even if ordered to remember through posthypnotic suggestion.
(1984: 217) However, putting them into hypnosis a second time would allow
them to remember those things. Tart concluded that there might be forms
of state-dependent knowledge. He observed that the configuration of the
state of awareness was critical to the formation of memories, and that a
person might not be able to recall those memories unless that neural
configuration was reassumed. If certain types of knowledge were only
acquired while a person was in ASC, it might be reasonable to assume that
they would only be recalled in that same state.
Tart in the same article calls for state-dependent
science, since he feels that most people only acquire knowledge in an
ordinary state of awareness, and that scientists could benefit from
recording and comparing their observations in other states. Just as
people would lose the content of dreams if they did not write them down
shortly after waking, Tart also thought the data accumulated in ASCs
could be similarly lost. (1984: 225) Regardless of whether Western
science should assume a state-dependent approach, we can treat other
forms of knowledge-systems as state-dependent. For Tart, this approach
explained why shamans and healers in other societies needed to enter
trance in order to heal - while in trance they could access otherwise
unavailable forms of knowledge. (1986: 119)
Mesmerism, hypnosis, hypnotoform states, and hypnotizability
Dealing with the term "hypnosis" is intrinsically
problematic. On the one hand, it is a widely used analytic term and
instrument in modern psychology. On the other hand, hypnosis is also one
of the most widely misunderstood phenomena in the modern
psychotherapeutic lexicon, insofar as no one seems to know how or why it
works. There has been a great deal of argument recently as to whether
hypnosis is a true ASC or just a special mode of interpersonal
interaction between hypnotist and patient, and as to whether one can ever
separate fact from fantasy during hypnosis. Recently, hypnosis has been
used to recover repressed "memories" from patients that have supposedly
been lost for 20 or more years - "memories" of sexual abuse, Satanic
ritual abuse, abductions by UFOs, and parental abuse. (Mack 1991: 45)
Many psychologists argue incessantly over whether repression really works
this way, and as to whether hypnosis could possibly be effective in such
a way. (Bliss 1986: 45)
I will not deal with the modern controversies over the use
and effectiveness of medical hypnosis. I only wish to use it as an
analytic category, by suggesting that spirit possession may be a
hypnotoform state, which displays features of hypnosis, but is
not a hypnotic state per se. As I see it, the only way one can understand
what hypnosis is, is to look at its manifestations in history. If these
are examined, then the similarities between Haitian spirit possession and
hypnotism become evident. Hypnosis first appears in France as something
rather unlike what we know it today; there, in the 18th century, it is
associated with a quack called Anton Mesmer, who believes its
operation to result from a special fluid present in all things called
"animal magnetism." Mesmerism was denounced by the authorities, who
doubted its healing properties, and saw it as a way for Mesmer to take
advantage of unsuspecting Parisian women.
It is interesting to note that most of Mesmer's patients were
women. Further, his therapy sessions were marked by intense group
interaction, with several patients at a time and several assistants
performing mesmerism. This is rather unlike the solitary character of
modern hypnosis. Also, it is interesting to see that many of these women
were called convulsionnaires because after being "magnetized,"
they went into convulsive, agitated states which clever French doctors
thought not altogether unlike sexual arousal. Whereas today it is assumed
that hypnosis puts a person into a somnambulistic trance, which is
marked by reduced activity and a sleeplike state, whatever Mesmer was
doing put these women into a rather frenzied peak of activity. The
convulsionnaires danced wildly and acted in ways that Mesmer called "not
altogether unlike the Bacchantes" - it was very similar, some noted, to
intoxication. Many of these young women would dance until exhaustion. The
similarities between Mesmer's rituals and Haitian spirit possession
should stand out to the astute reader.
Later psychologists like Charcot concluded that no magnetic
fluid of any kind was involved. Instead, Mesmer was effective in treating
people because his "magnetic passes" were putting them into some sort of
trance. Charcot found many inventive uses for "mesmerism," and it was
from one of his students that Sigmund Freud learned the technique and
concluded it would be useful in extracting material from patients' dreams
and from the unconscious. Mesmerism became medicalized in a different
sense - psychologists removed it from its original group context, and
turned it into a tool manipulated by a single physician with a single
patient. If mesmerism was hypnosis performed in a different context, and
there were clearly similarities between Mesmer's "dramas" and spirit
possession, then we can see how spirit possession might be related to
hypnotic states.
Unfortunately, what most people think are features of
hypnosis are just modern inventions or distortions. You don't need a
swinging watch to hypnotize somebody. In fact, you don't need to swing
anything. Counting to some number, or "coaching" the person ("you are
getting sleepy..."), are entirely unnecessary. Even a hypnotist is
unnecessary. All that is key to hypnosis is rhythmic repetition - of
light, sound, motion, or vibration. Apparently, when certain rhythms
begin to approximate the natural waveforms of the brain (5- 8 Hz), people
will go into trance. While driving an automobile, people can become
"auto-hypnotized" by a steady beat of music and the motion of the wiper
blades, or the light passing through a steady succession of
electric-power poles, and this results in many auto accidents. One does
not need to be still, or feel sleepy, in order to be hypnotized. Good
hypnotists can hypnotize several people or entire crowds at once, and can
bring people selectively into or out of trance. One can see how the
steady but shifting rhythm of Voodoo drums might be particularly
effective in this regard - Walker actually calls this process "sonic
driving." (Walker 1972: 22)
While under hypnosis, people can engage in dissociative
behaviors. Everyone is familiar with the one where the hypnotist tells
the person to "cluck like a chicken." But a hypnotized subject can be
told to act like another person - as if they were a woman, a man, an
older person, a younger person. They can be made to feel sensations which
will in turn be physically manifest. If told that their arm is burning,
red welts will often appear. While a hypnotized person is in a highly
suggestible state, they cannot be made to do anything which they would
not do in a normal state of awareness. Any commands to perform behaviors
contrary to personal ethics will elicit a refusal; the power of the
hypnotist over the subject is not absolute. All actions performed while
hypnotized are not remembered by the person - though they may emerge
later in dreams - unless the hypnotist commands them to do so. (Frankel
1990: 823)
When given a posthypnotic suggestion, people will display
really bizarre dissociative behaviors. If told that upon "awakening,"
they will feel thirsty, the hypnotized subject will frequently go for a
glass of water. If asked why they are doing so, they will not be able to
come up with an answer, and may say something to distance themselves from
the action, such as saying that the "therapist's assistant asked them
to," even though this was not the case. (Crabtree 1988: 25) There are
clear links between hypnotizability and dissociation, besides the fact
that both are amnesic states. Obsessive-compulsive people, psychotics,
and unimaginative people often cannot be hypnotized. The same types of
people score the lowest on the dissociative experiences scale. The more
hypnotizable a person, the more likely they are to have a rich fantasy
life and to adopt new ideas. Those same types of people, psychologists
note, are also the same who are prone to have more dissociative
experiences. Some feel that hypnosis is not really doing anything at all,
and that hypnosis may just involve "triggering" people who are
spontaneous dissociators. (Frankel 1990: 830) This debate in
psychotherapy remains ongoing.
Ethnographic accounts of spirit possession - in a new light
By looking at how anthropologists and non-anthropologists'
recorded observations of spirit possession, we can begin to see
possession phenomena in terms of the hypotheses I am trying to outline
here. Many anthropologists have pointed out the obvious ways in which
possession seems similar to trance. First, Francis Huxley determined that
after he gave a mambo LSD, she underwent a similar type of
experience to possession. He writes of the mambo Dieudonne, who has taken
the drug:
she sang, 'St. Andre, you are a good father - why have you
not come to us?' St. Andre is another name for Ogoun, and he it was now
who possessed her. He said resentfully that it was he, not his mount,
which had taken the drug, and laid claim to all the utterances which had
given the audience pause. She had indeed only been able to invade the
realm of the mysteres under the influence of the drug, so Ogoun was
right... what she had said was fit matter only for the loa... Meres was
gray with astonishment; at first he had been against the experiment, but
when she took the drug and began telling him things about himself, he was
certain she was possessed...
This suggests that both using the drug and being possessed involve an
ASC. Second, Maya Deren's own account of being possessed by Erzulie
suggests that the experience was amnesic and dissociative. She writes:
As sometimes in dreams, so here I can observe myself... how
the smile spreads imperceptibly into a radiance lovelier than I have ever
seen... I realize with terror... that it is no longer myself I watch. Yet
it is myself, for as that terror strikes, we two are made as one again,
joined by the point of the left leg as if rooted to the earth... resting
upon that leg I feel a strange numbness... I must call it a white
darkness... the white darkness moves up my veins of my leg like a swift
tide rising... the bright darkness floods up through my body and reaches
my head and engulfs me. I am sucked down and exploded upward at once.
That is all. My memory begins again with sound heard distantly... around
the sharp distance and direction of that sound the darkness shapes itself
and now it is as if I lay at the far distant end of an infinitely
deep-down, sunken well...
We cannot know for certain that her 'participant observation' gave her
the same experience that the Haitian possessed by Erzulie feels, but we
have to assume (in the absence of contrary evidence) that it was the
case. Third, various accounts of possession support the contention that,
as in hypnotic states, dissociative transformations led to sharp somatic
and mental changes, which are not unlike the created "personalities" seen
in MPD. This from W.B. Seabrook:
When I first looked at the man's face... I saw only a dazed
peasant masquerading in fantastic garments... but soon it seemed to me
that I was in the presence of something superhuman... it was for me as if
some monstrous, black, bedizened idol had come alive... I saw presently a
god descended to earth and made incarnate, accepting and devouring the
meats arrayed for him upon his own sacrificial altar... he seemed utterly
self-contained, utterly unconscious of the presence of any of us... he
was the god, and we were less than nothing in his presence... he began to
speak in a creole I could not understand... Maman Celie later verified
that it involved definite commands to avoid the avalasse, or
approaching spring storms and torrents...
Seabrook was certainly no true believer, but thought himself in the
presence of a changed person. Fourth, it is apparent that there is a
certain constancy about the appearance of certain loa which suggests
more than acting may be involved. In Deren's book, she shows two
photographs of "Guede", and notes:
These two photographs, taken six months apart, and in
different hounfors, show a man and a woman possessed by Guede seated in
the exact same position and posture, and suggest that possession is not a
period of 'self-expression'. On the contrary, the individual's psyche is
displaced by that of the loa, whose character is constant and independent
of that of the person in whose body he becomes manifest.
Finally, many accounts of possession show that, like hypnotic subjects,
possessed people demonstrate some remarkable attributes such as
resistance to pain, hypersensitivity, and unusual bodily strength. There
may even be certain "paranormal" features which suggest even more unusual
faculties are at work. This also from Deren:
The effects of possession are also frequently similar to
those seen in hypnosis: an ability to climb impossible heights, or
perform other such physical feats, an imperviousness to pain, certain
rigidities of the body, an amazing immovability of the person, etc. I
have seen the possessed do the truly remarkable... in times of stress the
Haitian will call upon his loa to deliver him from problems he could not
otherwise handle... knowing the god is capable of amazing
feats...
Spirit possession and cognitive neuroscience
Recent commentators on possession phenomena have begun to use
neurophysiological approaches but these are also, as I will try to
demonstrate, often incorrect. Focusing on the inheritance of "loa" from
one's parents in Haiti, some observers feel that it may be worthwhile to
consider possession to be a basic epileptiform syndrome (akin to
Temporal Lobe Epilepsy, marked by auditory hallucinations and
amnesic experiences), and to treat it as a congenital neurological
defect. Others have attempted to use various forms of the deprivation
hypothesis - arguing that the poverty in Haiti results in the
peasantry being unable to obtain the nutrients (esp. carbohydrates or
lack of blood glucose) needed for the manufacture of neurotransmitters,
resulting in their being "prone" to breakdowns in brain function, namely
possession experiences. (Sproles 1988: 54) Both of these approaches do
not attempt to distinguish between voluntary and involuntary
possession.
Many of these approaches come to the heart of an important
debate in anthropology - are altered states of consciousness adaptive or
maladaptive? Tautological arguments have been advanced for the
evolutionary value of ASCs - "e.g. surviving cultures experience them,
therefore they must enhance survival." But the arguments against them
have been similarly insubstantial: "people spend most of their time in a
normal state of consciousness. Therefore, by definition, ASCs are an
abnormality and are probably selected against." This debate at the
general level will be hard to establish; but paleontological evidence
suggests the use of psychotropic plants and fungi from the earliest
periods in human history, and the attainment of ASCs as central factors
in the very earliest forms of ritual. Andrew Weil has argued that the
need for altered states of consciousness is as fundamental as that for
sex, sleep, or security. (1972: 10)
ASCs clearly are evolutionarily dangerous for humans (it is
now known if other species experience them, though intoxication can be
observed in almost every closely related primate) for one simple reason:
almost all generally reduce or alter perceptual stimuli from the external
world - including the stimuli generated by disasters, predators, or
enemies, for example. However, they are also probably responsible for the
rich imagery found in many of humanity's religious, symbolic, and mythic
systems, and there are arguers for the value of ASCs that suggest they
may open the mind to stimuli otherwise filtered out by the ego.
(Winkelman 1986: 26) The general debate here may be irresolvable in this
space; but I will attempt to argue later that spirit possession states
are functional, in the Malinowskian sense, because they serve the
psycho-biological needs of the people who choose to experience them.
The other problem with the above neurological approaches is
that they attempt to deal with possession as the product of deficient,
damaged, or congenitally defective brains. There is no attempt to examine
how possession might occur in an otherwise "normal" or "healthy" brain.
Recent studies have shown that there is a possible physiological
mechanism active during shifts in the state of consciousness - namely the
rapid depletion of calcium ions in the synapse. A graduate student in
nursing here at the University of Florida believes that in voluntary
possession there may be a "biofeedback" process involved; namely, an
otherwise uncontrolled physiological reaction becomes controlled by the
person so that it can be summoned at will. (The initiation into the
hounsi canzo status may involve training in the elicitation of this
reaction rather than "role-playing" training.) To determine this factor
in the field, anthropologists may have to be prepared to obtain a blood
sample immediately following possession, and have the proper medical
testing equipment ready. (Sproles 1988: 92)
Cognitive neuroscience has recently determined quite a bit
of interesting data about the "normal" organization of the human brain,
which suggests dissociation may not be so abnormal after all. It should
be noted that progress in cognitive science has come from the metaphor of
examining the brain as a computer, and from using computer simulations of
how the brain is believed to compute and process data. I believe
that anthropologists should not be reactionary toward this data, and
should be willing to get as "mileage" as possible out of examining the
ways in which human brains function as if they were computers.
The cognitive psychologist Howard Gardner suggests that the brain
consists of multiple intelligences (mathematical, spatial, linguistic,
synthetic, etc.) rather than a unitary intelligence - that there are
several "subprograms" within the brain which are utilized and that their
"outputs" are then combined into the "narrative stream" that we call
consciousness by the brain. (1989: 144)
Computer scientist and AI researcher Marvin Minsky says the
same thing - that the brain normally shifts between various functions
which are distinct, and utilizes "subpersonas" for manipulating and
reacting to various social situations - the Romantic, the Rebel, the Life
of the Party, etc. While these "subpersonas" may have different levels of
inhibition and response, the person's sense of self-identity does not
change because the normally functioning cognitive metaprogram we can
roughly call the "ego" attempts to organize 'interruptions' of the stream
of consciousness into continuity. (1992: 13) Freud, and more particularly
Jung, felt that at times the ego was subject to being overcome by the
unconscious. Jung felt that the 'archetypes' resident in the collective
unconscious (such as the shadow, anima, or Great Mother) could in fact
temporarily 'dispossess' the ego; Deren, in her book, notes the
similarity between the loa and certain Jungian mythic archetypes found
in other societies. (Deren 1970: 212) What Jung called archetypal
possession, Minsky might (in a more scientific jargon) call this the
overwhelming of the ego by a subprogram.
Other experiments in neurology have noted some shocking things
about consciousness. When epileptic patients undergo surgery to have the
sheath between their two brain hemispheres (the corpus callosum)
disconnected, it truly becomes a case of "the left hand not knowing what
the right is doing." Linguistic ability appears to be located in the left
hemisphere, which controls the right side of the body. When asked to pick
up something with their left hand, these patients will do so. When they
are asked what they are holding, the response is "nothing." They have
dissociated themselves from activity in the left side of the body,
insofar as the right brain appears to be incapable of describing it,
without "asking" the left brain first. (Kintsch 1978: 364) Awareness of
our own actions requires attention, and neuroscientists have found that
in many automatic behaviors, the action is not attended to at all.
Particularly in highly stressful situations, the brain acts in "advance"
of the ego's ability to organize its activities, and the person literally
cannot "remember" what they did to get out of the situation. Ego
processing is apparently rather slow compared to routinized behavioral
responses and reflexive actions, and in certain situations the brain
clearly is forced to abandon it. (Minsky 1990: 79)
What cognitive neuroscientists have also found is that, in
currently indeterminate ways, the brain indeed internalizes
"programming." Identity is socially constructed; infants from the very
earliest stages learn to internalize elements which are constitutive of
their "identity" - e.g. what does it mean to be male, to be Catholic, to
be Haitian - mostly through language and somatic mimicry. These identity
programs can be broken down, and in certain situations can be replaced by
others, due to the plasticity of the brain. (Irvine 1982: 245) Hormonal
and biological factors do generate certain behaviors; but the sense of
identity is not created by testosterone or estrogen. A man can become a
dissociative female personality, just as a Haitian male can become
Erzulie, because especially in paradoxical states where brain function
becomes dislocated, gender identity (e.g. behaviors to fulfill
expectations of the female gender role and the subjective sense of
'femininity') can be disabled as well. (Goodman 1975: 105)
Minor cases of dissociation and temporary dissociative
experiences are thought to result from temporary ego regression. The ego
is not present to organize personal experience into a narrative, so
behavior is not remembered, or only emerges in dreams or small "flashes"
of memory. In full-blown Multiple Personality Disorder, the cognitive
neuroscientists believe, the "subprograms" of the brain no longer simply
take the "center stage" from the ego for short periods of time. They
develop a certain autonomy and begin to generate "sub-egos" of their own;
at this point the person has in fact fractured into multiple "selves."
These selves can have different gender, race, age, or ethnic identities
from the "core" self because they are separated from the normal
identity-functions of the ego.
In hypnosis, dissociation is believed to occur because the
trance state has induced regression in the service of the ego. The
submergence of ego-narrative allows repressed or forgotten memories to
emerge, but the person also is in a highly suggestible state, capable of
responding to things that the ego might otherwise filter out. Again,
while spirit possession is not hypnosis per se , it can be argued
that Haitian devotees are "hypnotized" through a combination of the
rhythmic beat of the drums, the 'mesmeric' actions of the houngan , the
repetitive motion of dancing, the increased level of adenochrome in the
brain (a byproduct of the adrenaline created from physical exertion),
their intense cultural expectations facilitating biofeedback-triggered
neurochemical changes, rapid changes in the level of stimulation, and the
deployment of ritual set and setting. (Walker 1972: 126) In this
dissociative, hypnotoform state, they are capable of "becoming" other
neural subprograms from their unconscious mind - the loa.
While Haitians are not taught how to roleplay their gods, they
are taught what things the gods expect from devotees, what gods have
been of particular importance to their lineage, how the gods have acted
in previous occasions, and what spheres the various gods are assigned.
They learn from childhood on that Ogoun is fierce, that Erzulie is
extravagant, and that the Petro deities are bloodthirsty and vengeful. As
a result of the hypersensitivity to social cues - the "hypnotized"
Haitian can sense immediately when his god-behavior is not absolutely
correct - and this internalized cognitive imprinting of the nature of the
loa - a possessed person instinctively becomes Erzulie, Ogoun, or
Damballah. (Irvine 1982: 242) They assume the gender and other
identity-properties of the deity - it's all part of the "program." And
thus the Ogoun "subprogram" is recognizable from one end of the country
to the other. Because of such things as posture and bearing, Voodoo
devotees recognize immediately which loa are present in their "mount"
even before they announce their arrival. The Haitians know when a person
is just merely trying to act out being one of the loa, and as mentioned
earlier, they have rather specific tests for the presence of the deity.
Walker comments:
There are limits to the freedom an individual has in
inserting his own personality into the patterns furnished by his god.
Exploitation beyond social bounds of the role and license of the gods is
one of the most highly tabooed acts, and unleashes fierce social control
against false gods.
One of the marks of being a hounsi canzo is a complete, flawless
adoption of the god-identity.
It is evident that a psychic change has taken place in the
possessed person, at least to the Haitians. It is expected of them to
perform feats they would not be capable of otherwise. It is expected of
them, especially when they manifest a trickster such as Baron Samedi, to
engage in rude and lascivious behavior that would be improper in other
settings. It is expected of them to make demands that they would not
dare do of their peers otherwise. External 'etic' observers can see the
presence of trance through certain ocular changes (a rolling of the eyes)
and temporary loss of motor control. But anthropologists will never be
able to definitively determine the presence of the ASC in the possessed
person unless they bring the proper medical tools with them into the
field; this hypothesis will remain guesswork unless they possess the
instruments for measuring neurophysiological changes which would be signs
of an ASC occurring in the mind. (Sproles 1988: 55)
No one has established a quantitative limit for dissociation.
Metraux mentions one person he knows who was possessed by Guede for at
least two weeks. (1951: 201) In theory, it is possible for the ego to
cease functioning for that long a period of time. The houngan , like any
good "system operator", knows how to "reboot the system" when necessary
and expel the "subprogram." However, if he feels that the loa will not
cause the "horse" any harm, they will be allowed to stay for many days.
Significantly, because many Haitians "inherit" their loa from their
parents, they become these same gods over and over again. "Booting up"
the subprogram becomes easier over time, and this can be seen in
experienced Voodoo devotees, who become possessed right at the beginning
of the ceremony. The computer metaphors here are deliberate; I am
stressing that the processes here are no more bizarre or pathological
than the function of a computer.
The Psychological functions of spirit possession
If I have demonstrated that the dissociative process involved
in Voodoo is not pathological, and that the mechanisms by which it occurs
are simply byproducts of the way the brain 'normally' works, this still
does not answer the question of why Haitian peasants volunteer to be
possessed. There are many social explanations that have been offered by
anthropologists: an increase in social status for women and others
through participation in the central rituals of community; an ability to
"act out" things that would otherwise be 'taboo' culturally or forbidden
to their position; the immense "social pressure" for Haitians to honor
their family loa , and the rewards they derive thereby; a form of theater
to lift their hearts from an otherwise dreary existence. These
explanations do not consider the possibility that possession is an actual
alteration in the person's psychic state, and that certain psychological
benefits might accrue.
From Metraux's time onward, some anthropologists tried to see
Voodoo possession less as a folk sickness and more as a form of folk
therapy itself - specifically, psychotherapy. Sargant traveled to Haiti,
and he concluded that possession might trigger an abreaction in the
person being possessed. Considering the many traumas which one faces in
Haitian life, it is likely they would need a great deal of abreactive
therapy. Sargant writes of his field research in Haiti:
Not all those possessed at the service went on to collapse,
though many did, but at the end of their possession, as they came out of
it, most of them seemed completely but temporarily exhausted, mentally
and physically, as a result of emotional and abreactive release... during
the war, as we have seen, the human nervous system might be bombarded by
stimuli of sufficient intensity to produce exactly the same conditions of
mental dissociation and trance as are deliberately produced in other
parts of the world by drumming, dancing, and other excitatory
techniques... each dancer ideally achieves a state of ecstasy, and in
stereotyped fashion collapses in a trance from which he emerges purged
and refreshed.. .
As a catharsis or crisis, it might precipitate ego changes which were
beneficial for the person. It might also allow a person to integrate
parts of his personality otherwise jeopardized by narrow social roles - a
man's possession by Erzulie might allow him "to get in touch" with his
"feminine side," so to speak. A quiet, mousy woman who was told that she
had become Ogoun might find her "inner fierceness" after the experience.
Sargant noted that there were many similarities between possession and
the psychoanalytic process, including transference, removal of
repression, countering projection, and integration of parts of
unconscious life.
I would argue that there is yet another psychological factor
at work in possession. Sargant also mentions that when Pavlov's precious
dogs were rescued from a brush with death in the Russian flood of 1924,
all their conditioned reflexes were wiped out - they no longer salivated
after the ringing of the bells. During paradoxical states like
possession, Sargant suggests, people are highly subject to
"reprogramming" - "brainwashing," if you will - because previous social
programming can be "wiped out." (1974: 117) But worse (or better) than
that, because of the hypersensitivity and hypersuggestibility of the
hypnotic state, the person is more likely to incorporate new ideas, new
behaviors, or new symbols (whatever he sees in the peristyle impacts his
consciousness to a greater degree) without questioning them. This is
clearly a central mechanism in what Sargant sees as religious (or
ideological) indoctrination. As to whether the abandonment of old beliefs
and the adoption of new ones is psychologically healthy depends on what
those beliefs are.
The houngan can manipulate the suggestible state of the
possessed devotee for ill or good. He can get the devotee to change
behaviors which are destructive to his health (hypnosis is frequently
used to cure addictions and bad habits.) He can either seek to rid the
person of oppressive beliefs that they hold in a normal state of
awareness ("Francois Duvalier is your friend") or instill oppressive
beliefs ("Damballah desires for you to be poor"). This is not the place
to debate the social function of the Voodoo religion in Haitian politics
and society. But I am arguing that possession is a state in which
political and other beliefs become more malleable than they normally are.
It is only an instrument, just as Sargant notes various forms of
religious enthusiasm and exaltation are in other religions; the person
can be transformed by it for the worse or for the better...
It has been noted that the houngans and high-level mambos do
not go into as deep a trance as their fellow ritualists, and that their
possessions are neither as crisis-driven or spectacular. When the ritual
leaders go into possession, it is generally low-key, but it is also
trance. But this is expected of them, because it is their responsibility
to "manage" the various loa which appear and avert any problems during
the ceremony. I would argue that the ritual trance for houngans and
mambos serves a different role from that of the others - it enables them
to access state-dependent knowledge systems. They have to become
possessed in order to fulfill their healing or oracular functions.
(Shaara 1992: 148) Possessed ritual leaders are expected to provide
medical and other advice for the community of devotees, because it is
assumed that the loa knows things they do not. Rigaud writes:
A mystere can mount a person for the following reasons: [1.]
to confer upon him a faculty he needs for the successful accomplishment
of a task, and which he does not ordinarily have. To permit him, for
example, to swim to land in case of a shipwreck, in case he doesn't know
how to swim... [2.] to give counsel or to give some person a treatment,
or simply to propose or compose a remedy [3.] to give warning of a danger
threatening an individual or the community or point out some
transgression or forbidden ritual.. .
They are able to access knowledge that is otherwise not
available to them in an ordinary state of awareness. This is because they
are making use of the state-dependent knowledge system. They have to be
in trance to access this "data bank," because the data in it was acquired
in a nonordinary state of awareness. I am not going to take the time here
to argue for the validity of parapsychology and the possibility of the
attainment of parapsychological knowledge. But I will simply point out
that universally almost all 'psychic' healers, such as the late Edgar
Cayce, went into trance before giving their diagnoses. And that many
parapsychologists believe that one of the features of the ASC is that it
makes parapsychological experiences more likely. (Wilber 1982: 105) There
are many unusual features of hypnosis - the complete lack of sensitivity
to pain, the intense rigidity of body that can be achieved - which are
surprising, but then there are ones that are genuinely paranormal.
Charcot reported that mesmerized patients could "read" the
thoughts of their doctors to an extraordinary degree. He chalked it up to
their heightened sensitivity to nonverbal cues. But some hypnotists in
the 19th century reported that their patients, when asked to invent
certain stories from whole cloth, inevitably ended up borrowing material
from the doctor's own mind, without any prompting. Scientists who worked
with the hypnotoform trance-inducing drug called ayahuasca used
to refer to it as "telepathine" because it was believed that the state
created by the drug heightened ESP. (Dobkin de Rios 1992: 152) There are
some trance phenomena in various religions which almost seem to demand
paranormal explanations. How do we explain glossolalia ("speaking in
tongues") when the person speaks in a language they have never ever been
exposed to? How can a person in trance walk across blazing hot coals and
not be burned? Why do people in trance suddenly report "past lives" - or,
at any rate, at least accounts of the past which are strikingly accurate?
What about Haitians who have precognitive dreams after being possessed?
Why would anyone in trance or not possibly take the risk of handling
poisonous serpents and strychnine?
Here I will not attempt to argue that these folk
knowledge-systems are the product of ASC-facilitated parapsychological
experiences. But I am certain that they are state-dependent, and that the
ritual leaders are drawing on knowledge resident in the configuration of
a state other than ordinary awareness. Going into trance would be
difficult for modern men of medicine (you wouldn't want to be operated on
by your doctor if his eyes suddenly glazed over), but medicine men in
other societies (even the Philippine 'psychic surgeons') must apparently
go into trance before they can heal, just as a medium must go into trance
before the spirits will come. It is expected of the houngans and mambos
of Haiti. Huxley found that the loa were not very omniscient in their
observations of his behavior; at one point Guede told him he did
something he never did. (1966: 112) On the other hand, Deren found that
some of the loa made accurate predictions of her own life. (Deren 1970:
235) Their wisdom seems to have been a hit-and-miss affair.
Of course, Deren was a believer where Huxley was an agnostic,
and some of the same factors that cause people to think horoscopes are
correct in describing their own lives may have been at work; but an
interesting experiment by the late researcher J.B Rhine may be pertinent
here. Rhine took 'sheeps' - people who believed in psi - and 'goats' -
firm disbelievers - and tested their psi quotient with the Zellner cards.
The 'sheep' did better than chance, which Rhine took (as in other trials)
as evidence of ESP at work. But when the 'goats' took their turn, they
did worse than chance, which means they were performing
statistically worse than anyone might expect. Strangest of all, when the
'goats' were put in the same room as the 'sheep,' they basically canceled
each other out, regardless of who was taking the test. (Rhine 1938: 934)
Such is the power of belief.
Conclusions
This preliminary study suggests many future directions for
research. Possession in other Afro-American religions, such as Umbanda,
Candomble, Macumba, Santeria, Shango, and Brazilian Kardecismo, needs to
be compared with possession in Haitian voudoun. The similarities and
differences here may help determine just what is and is not 'African' in
Afro-American religion. But, since as I have suggested, possession is a
universal religious phenomenon, it also needs to be examined in that
light. Sargant compares possession in Haiti to possession by the Holy
Spirit in evangelical Christianity and also American Spiritualism.
Interesting comparisons might emerge by comparing it to, say, Tibetan
oracle possession or possession as described in the ancient world. It may
be culturally mediated in myriad ways, its content and control shaped by
differing social forces, but it remains for anthropologists to determine
if a common neurophysiological process is occurring in the religious
experience that they call possession.
The evidence provided here cannot prove scientifically beyond
a shadow of a doubt that possession is in fact dissociative or an ASC.
Anthropologists will need to start acquiring some hard evidence before
going around claiming that. Measuring some EEG readings in the field
might be a good way to start. Since uncooperative subjects might dislike
being attached to electrodes while doing their ritual dance, it might
behoove anthropologists to bring SQUIDs (Superconducting Quantum
Interference Detectors) into the field. SQUIDs are portable detectors
capable of registering very minute electromagnetic fields, such as those
generated by the brain. A good blood testing kit might help measure
alterations in neurotransmitter, glucose, calcium, hormone, or
adenochrome levels, so some definite neurochemical evidence might be
accumulated. Finally, questionnaires based on the Assessment Scale for
Altered States of Consciousness might allow informants to "check" whether
they experienced the criteria of an ASC.
I suspect that possession incidences might fall along a
continuum. Some will involve more conscious theatrics and less trance.
Others might involve heavier trance and more complete amnesia. Some might
actually involve the manifestations of a truly psychopathological
individual. To find where they fall along such a continuum, some
objective methods of assessment will be needed. If anthropologists are
going to deal with ASCs in the field, they must be prepared to prove to
their colleagues that such states are real, produce observable changes,
and can be determined. Spirit possession in Haiti is perhaps a good place
to start.
The goal of this exercise was not to "chase" away the loa. I
will not perform the exorcistic ritual of saying that the loa are only
'computer subroutines' or states of mind. If they are real spiritual
beings to the Haitians in their emic system, they will continue being
real regardless of what Westerners think of the matter. I even hold the
possibility out that Westerners might discover them to be real spiritual
beings as well.. There are more things in heaven or earth than are dreamt
of in our philosophy. But here our technology will probably fail us;
without 'ectoplasmic detectors,' this is something we simply cannot
determine one way or the other. But I do not think it is so horrible to
suggest that the gods come forth from one's own mind. It does not rule
out other possibilities. When asked about the importance of the
God-archetype in the human mind, Carl Jung did note that "the presence of
an imprint suggests the action of an imprinter."
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FOOTNOTES
- Most of this derives from a presentation by Etzel Andrea Cardena, "The
Nature of Hypnotic Induction: Sense and Nonsense" at the 1993 AAA invited
panel session "Behavioral Modes of Inducing Alternate States of
Consciousness."
- Huxley, Francis, The Invisibles, p. 115
- Deren, Maya, Divine Horsemen, p. 260
- Seabrook, W.B, The Magic Island, p. 77
- Deren, p. 246, photoplate caption
- Ibid., p. 321
- Walker, Sheila, Ceremonial Spirit Possession in Africa and
Afro-America , p. 78
- Sargant, William Singer, The Mind Possessed, p. 179
- Rigaud, Milo, Secrets of Voodoo, p. 49
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